Chair Criminal Cases Review Commission. Member Women’s Justice Bd.
Ex Victims’ Commissioner, Solicitor Gen & PCC. Fellow St Hilda’s Oxford. Writer. Labour Party

Author: VBoffice

  • Men who Rape in their sleep: Sexomnia or another excuse

    Historically, rape defences have sought to move the responsibility from men and to blame women, for instance for wearing the wrong clothes, having the wrong amount to drink or for not uttering the word  “no” plainly enough.  Relatively new is a defence that some men can be wholly without responsibility for sexual assaults because they may be unconscious and asleep while having sex. In at least four British cases, defendants have been acquitted of rape in this way and freed. These verdicts are arguably wrong in law. They are certainly a travesty for the women with whom they had forced sex and any such defendants present an ongoing threat to those who may encounter them asleep in the future.
    In December 2005, a York man was acquitted of raping a woman with whom he had had a night out and who slept in his bed whilst he slept on the sofa. She woke to find he had removed her trousers and was having sex with her. He said that he had been a sleepwalker since he was 13 and remembered nothing of the attack.
    In July this year, BBC Wales reported the acquittal at Swansea Crown Court of a man who had sex with a 16 year old who was sleeping on top of the bed in which he was asleep. He called his wife and ex partner to testify that he often “groped” them in the night without remembering anything the following morning.
    In 2007, an RAF mechanic was acquitted though he drank a bottle of vodka at party before getting naked on top of a 15 year old female guest who was sleeping in the living room. He said he didn’t remember anything.
    There is an online report of a Liverpool case in March 2011 in which CPS withdrew a rape prosecution when presented with evidence that the accused man suffered from this kind of unconscious sexual behaviour which has been called sexomnia.

    \’Sexomnia\’ was recognised as a clinical condition in 2003 by some Canadian researchers. It is said to be akin to sleepwalking and likely to occur in the same people. It is described as parasomnia and as a serious brain disorder. It increases with sleep deprivation, stress and alcohol but it can be controlled by anti-anxiety drugs.  It is apparently a purely heterosexual disease. It is unclear whether it has been fully challenged in court, as it clearly ought to be. For instance if an alleged sexomniac were partially conscious and not wholly unconscious, he might still form the necessary intent to be guilty of rape even if his inhibitions were affected by his semi-conscious state, since automatism is a defence only where there is a total destruction of voluntary control; impaired or reduced control is not enough. There ought to be challenges to the diagnosis in general and to its application to the specific defendant. Further, since it does not seem to be suggested that a sexomniac seeks sex every time he is asleep, there should be further challenge to the likelihood of its occurence on the date in question and to the factual compatibility of his behaviour that of a man over whose conduct he says he has no conscious control. At least one member of the Royal College of Psychiatrists has expressed doubt as to whether an unconscious person could carry out something so complex as having sex.
    However, it has been legitimated in these recent cases and has to be taken seriously now, because of the profound danger it presents to women.
    Most crimes consist of a criminal act and a state of mind, like intention or recklessness. However if someone is asleep they are not in control either of their body or their mind but are acting involuntarily in a state of automatism. That is the claim in these cases and automatism is a recognised defence in law.
    If automatism is raised the court must decide whether, it is sane or insane automatism. The terms “sane” and “insane” are used here in a specific legal sense, rather than as psychiatric terms with a precise modern meaning. A finding of sane automatism would bring a complete acquittal but where the automatism is insane, the verdict, although not guilty, will be subject to the rider ” by reason of insanity” and will require that the defendant be sentenced to a hospital order or another psychiatric disposal. All the cases referred to above concluded with outright acquittals.
    If a defendant at trial puts his state of mind in issue, through evidence of automatism, the prosecution may argue that the defence really amounts to insanity. Although expert evidence will be important it is the judge who must make the decision. Sane automatism is when an external factor such as the consumption of alcohol or a blow to the head causing concussion is responsible for the malfunctioning of the mind. Insanity was defined in M’Naughten’s case in 1843:-
    “a defect of reason caused by a disease of the mind so as to not know the nature and quality of the act he (the defendant) was doing.”
    As Blackstone’s Criminal Practice make clear:
    “The defence of insanity …today operate(s) largely as a restriction on what might otherwise be a complete defence based on ….automatism”
    In a case called Burgess, where a sleepwalking man hit his girlfriend on the head while she was asleep on the sofa, the Court of Appeal said that if sleep-associated automatism is caused by a functional disorder of the mind, as opposed to a factor like alcohol, it fits the M’Naghten definition of insanity and is therefore insane automatism.
    That precedent suggests that the recent rape cases are examples of insane automatism, caused by sexomnia, as a functional disorder of the mind.  That appears to be so even in the case of the RAF mechanic, whose automatism, at first sight, might be thought to have been triggered by alcohol, because the reports make clear that he did not say that he was in drink at the time but relied, instead on sexomnia.
    Such acquittals present a serious cause of concern firstly as to the effect on the woman. The fact of sex may well have been admitted by the defendant at court. His defence is not that she consented but that he was asleep. So far as the complainant is concerned she has been raped. Indeed Judge, jury, prosecution and defence may all agree that she has suffered unwanted sex. She is likely to be as traumatised as any other rape victim, perhaps more so since the man is seen merely to have followed a thoughtless impulse in his sleep. It may be harder to recover, too, if one can never understand the assailant’s motive and when looking for an explanation finds only a blank mind looking back.  There is an additional danger, that in the aftermath of an acquittal, it will be assumed that there was no rape at all and therefore no suffering and no survivor in need of support.
    The acquittals raise wider issues too. It is a frequent incident of modern life that friends and even acquaintances of opposite sexes stay overnight in each other’s homes. Despite that obvious reality, women are often blamed if sexual assault occurs. However, in two of these cases, the women were kept totally in the dark by each man about the specific danger he knew he presented.  In the Swansea case he called evidence that he groped women in his sleep; in the York case, he knew, at least, that he sleepwalked. Whether or not that could ever be argued to be criminal recklessness, especially since neither man appears to have sought treatment for his affliction, it is clearly morally reckless for a man with that personal knowledge to invite an unknowing woman to sleep in his home. That is blameworthiness which ought to aggravate an offence of rape with which he is convicted and should influence the nature of the order made.

    The further concern is that such acquittals have had the effect of freeing men who themselves assert that they suffer from a continuing disease which may cause them to have sex in their sleep with unwilling women.
    Professor Ormerod notes that the true mischief which underpins the distinction between the two kinds of automatism is :
    “the likelihood of danger posed by uncontrolled recurrence of the mental condition”
    He quotes Lord Lane’s judgment in the case of Burgess:
    “if there is a danger of recurrence that may be an added reason for categorising the condition as a disease of the mind”
    Clearly, that risk is present in these cases with the possibility of traumatic consequences for victims such as these woman complainants.  Complete acquittals leave the defendant free as to his future conduct and without any obligation to seek medical treatment. It is not fanciful to have concern not only for other women guests who may sleep in his home from time to time but as to what risk attaches to women from him sleeping overnight in an airport with a queue of passengers, or from him falling asleep on a train.
    If indeed this disease is to be taken seriously, all parties must appreciate the dangers which follow from a finding that a man will have sex with unwilling women whilst he is unconscious through sleep. The decision as to whether the defence applies at all and if so whether any automatism falls into the sane or insane classifications are taken by the judge. He will require substantial assistance from the Crown as well as the defence. It is unlikely that CPS Liverpool should have withdrawn a prosecution on mere receipt of evidence of sexomnia, without challenging it at every stage, so as to put the decision into court and to ensure that it is taken in full knowledge and appreciation. The medical evidence of sexomnia makes clear that it can be treated so that a hospital order or another psychiatric disposal which will achieve that will be in everyone’s interests.
    The CPS website now contains guidance for prosecuting these cases. It says that it is “essential that this defence is robustly challenged” That is a view with which we should all agree.

    Davies ; HYPERLINK \”http://uk.news.yahoo.com/sexsomnia-case-man-cleared-rape-165341022.html\”http://uk.news.yahoo.com/sexsomnia-case-man-cleared-rape-165341022.html
    Bilton: HYPERLINK \”http://news.bbc.co.uk/1/hi/england/north_yorkshire/4543340.stm\”http://news.bbc.co.uk/1/hi/england/north_yorkshire/4543340.stm
    http://www.dailymail.co.uk/news/article-473525/Sexsomniac-RAF-man-sobs-cleared-raping-girl-sleep.html
    http://www.argentchambers.co.uk/site/news/sexomnia_case_press_release.html
    HYPERLINK \”http://en.wikipedia.org/wiki/Sleep_sex\” http://en.wikipedia.org/wiki/Sleep_sex
    http://www.help-with-sleep-problems.com/sleep-sex.html
    AGs Reference (No2 of  1992) (1994) QB 71
    HYPERLINK \”http://www.dailymail.co.uk/femail/article-474209/Can-killer-sleep.html\” http://www.dailymail.co.uk/femail/article-474209/Can-killer-sleep.html
    See Blackstone Criminal Practice 2011 at A1.7
    See discussion Smith and Hogan Criminal Law, 12th Edition by Professor David Ormerod, at P.280
    Smith and Hogan;Criminal Law 12th Edition at page 282 mischief
    Blackstone ibid at A3.13
    Smith and Hogan ibid at P.280
    M’Naghten’s case (1843) 10Cl&F 200 at page 210 Tindal CJ
    At A3.13
    R v Burgess (1991) WLR 1206
    For instance, see description of the impact of the RAF mechanic’s conduct on the complainant at  HYPERLINK \”http://www.dailymail.co.uk/femail/article-474209/Can-killer-sleep.html\” http://www.dailymail.co.uk/femail/article-474209/Can-killer-sleep.html
    Smith and Hogan ibid at P.282
    R v Burgess ibid
    R v Burgess ibid at P.1212

  • Short speech at the Labour Women’s Summit – Labour Party Conference

    We have got to take our share of the responsibility for saying again and again that we have a deficit because of the international banking crisis which lead to a recession and not because Labour is economically incompetent.
    On the contrary the Labour Government showed the world the way out of recession. Even Cameron says that the economy is  now “Out of the danger zone” If he is right, that can have nothing to do with the activities of the Coalition Government. It is clear that economic measures take time to  before they make a difference. It is because of what the last Labour government did. As the economy plunged deeply, we invested public money to stop the nosedive, to sustain business and to protect jobs. Now, that deficit has to be paid off but it was money well spent.
    The second thing we must say again and again is that these massive Tory cuts are not necessary. They are ideological.
    Let us look more closely at the budget and Fawcett’s judicial review of its gender impact.  Yvette (Cooper) has   obtained figures showing that those budget cuts will fall as to 80% on women and only 20% on men. That is an amazing disparity. They have clearly not done any gender impact assessment at all. This reinforces that they do not understand gender as an issue. They do not even understand that gender IS an issue and so women can expect nothing from this government.
    Other acts they have done, in four short months, make that even clearer. Whilst we pressed the legal authorities to deal in better ways with rape and domestic  violence, the Tories have proposed anonymity for defendants in rape cases. They have abolished Domestic Violence “Stay  away “ Orders  which ensured that the perpetrator of violence instead of the victim, the children, the dog and the cat, left the matrimonial home. They have scrapped the Police Inspectors’ Inquiry into the rapes by Reid and Worboys, two poorly investigated cases and they have refused to sign up to the Convention on Peopl e Trafficking.
    Look closely too at what the Tories will say in answer to the judicial review. They will say that Government   allocates money to family units in households.  How the cash is distributed thereafter between a man and a woman in that household is not the Government’s  business.  But given that the proportions of impact are 80% to 20%, at the very least women’s financial independence is going to be diminished. They are making sure that women are economically second, behind men, in the household again.
    And, what is the most inconspicuous way to absorb the thousands of job losses to be brought about by the spending cuts?  It is to let them fall onto women. Women can go back into the home and the job losses will not be seen as they would if they were lost by men.  This is second nature to the traditional Tories.
    Harriet said a wise thing earlier (Harriet is always saying wise things)She said that the women of this country will look to us to fight for them against this coalition. They certainly will. It is our responsibility as a strong body of Labour women believing in equality. We will resist!

  • The Rights of the Child – UNICEF London

    “There are two ways of making the United Nations Convention on the Rights of the Child enforceable in UK courts. The first way is to incorporate the Convention as a whole into our law and the second way is to implement what the Convention does in piecemeal legislation, eventually trying to cover all the areas it covers.
    Lady Joan Walmsley’s Children’s Rights Bill, introduced into the House of Lords in November 2009 would have incorporated the Children’s Rights Convention directly into our law, in the same way that our Human Rights Act incorporated the European Convention on Human Rights. So there would have been a binding obligation on public authorities to comply with the CRC and the courts could have made declarations that proposed or current legislation was incompatible with the CRC.
    However, some of the CRC rights are too indefinite to express clearly in law.  It would be straightforward to make Article 7 enforceable. It gives all children the right to a name and as far as possible to live with their parents.  Article 17, on the other hand, entitles children to “reliable information from the media” That one would be difficult to set out as a legal right and hard to enforce.
    Many of the European Convention Rights are conditional and require a balance between the individual and what is necessary in a democratic society for the prevention of crime, the promotion of public health and other reasons which are set out in the individual rights. There is only a trace of that need for balance in one or two of the Children’s Convention rights and so if they were made into enforceable legal rights there might be a fear that they could “trump” the rights of others or the needs of the community as a whole. That would not work.
    Some of the rights are expressed in aspirational language which would be extremely difficult to put into law.
    Further, if the government does not put right an incompatibility with the European Convention which a court has declared, the individual bringing the case can go to Strasbourg to get a further order. There is currently no international tribunal that hears international CRC cases, which could play that role of holding the government to its Convention obligations.
    These are all arguments against direct incorporation but there is a way in which the Human Rights Act has made the Children’s Rights Convention  enforceable already. The European Court of Human Rights in Strasbourg  takes into account rights from international treaties and our courts are obliged, by the Act, to have regard to Strasbourg jurisprudence. They will therefore take into account points on the CRC which have been raised in Strasbourg.  Quite separately the courts of England and Wales have said that the UK’s ratification of the Children’s Rights Convention implies that Parliament would not legislate incompatibly with our obligations under that Convention and that statute law should be interpreted in a way consistent with the Convention’s aims.
    So, I leave a question mark over whether direct incorporation is the right way forward and turn to the question of piecemeal implementation.
    In March, the Labour Government produced a document, for the Joint Committee on Human Rights,  setting out how legislation has underpinned the implementation of the Children’s Rights Convention in our law. The document is 240 pages long and sets out in detail, cluster by cluster how the rights have been brought into UK law through separate policy statutes. The Child Poverty Bill is a case in point. It introduced a duty to alleviate child poverty on all public authorities, which strongly reflects requirements from the Convention. All discrimination is outlawed in the new Equalities Act, for children as well as for adults, again implementing aspects of the CRC. Although people under the age of eighteen are not enabled to bring a private law action for age discrimination under the Equalities Act, the duty on the public sector to reduce discrimination and promote equality does require that they exclude ageism and promote equality for the young.  The Equalities Act is intended to change the culture around equalities. At present if there is discrimination, the burden is on an individual to take an case to rectify it. Far better to require the authorities to exclude it in the first place, a duty which will be enforcable through judicial review once the Act is brought fully into force, as I hope the Coalition will do.
    Any campaign to incorporate the CRC in UK law would have to analyse the deficit between what has already been brought into law through legislation and what ought to become law in order fully to introduce the Convention Rights. The Labour Government felt that it had done a great deal to bring Children’s Rights home and intended to continue that process though it did not favour incorporating what it saw as the vague wording of the Convention.
    The issue is really culture change, to recognise that children are entitled to rights. The next opportunity to press the case for incorporation is likely to be the establishment of the Coalition’s Commission on Human Rights which is due next April. The way to campaign is to highlight which rights are still not incorporated through piecemeal legislation and why they are nonetheless important.

  • “Homicide, Partial Defences and Gender Equality” – University of Hertfordshire

    Homicide is the most serious crime in the criminal calendar.
    It ranges from contract killing where there is a plain intention to execute, through manslaughter causing death by  gross negligence  or dangerous driving, the killing of an infant by the mother within 6 months of birth,  without mentioning  genocide, suicide pacts and mercy killing
    The top of this pinnacle of death-causing crimes is Murder – the most serious crime of this most serious crime of homicide.  Though it is now boiled down to being – Killing either intending to kill or to cause really serious bodily harm – it is extraordinary  that murder has never been defined in statute law and as David Ormerod, the distinguished editor of Smith and Hogan “Criminal Law” (12th Edition OUP 2008) puts it, the only definition “derives from a book from the seventeenth century.”
    The Law Commission recently described murder as “a rickety structure set upon shaky foundations”
    And this   is the most serious crime we know?
    Many problematic issues arise one of which is my topic of partial defences to murder and gender equality
    The partial defences to murder are diminished responsibility and, importantly for my theme, provocation. They are partial defences because if they are found,  there is no acquittal from homicide but to the conviction will be for manslaughter only.
    Provocation is killing during a sudden and temporary loss of self control caused by things said or done or both which may have caused a reasonable person to react as the defendant did.
    And the story of their interaction with gender equality starts about 15 years ago with 2 women Kiranjit Ahluwalia and Emma Humphreys who didn’t know each other , were could hardly have been more different  from one another but had in common that:
    Both were all suffering domestic violence.
    Both killed their violent partners
    Domestic Violence
    •    Two women are killed each week in England and Wales through domestic violence (Home Office statistics)now in England and Wales
    •    500 women each year who have experienced domestic violence in the preceding six months commit suicide every year. Of those, just under 200 attended hospital for domestic violence on the day that they committed suicide. [Walby, S. (2004) The Cost of Domestic Violence. Women and Equality Unit]
    •    1 in 4 women experience domestic violence during their lifetime and 6% to 10% of women experience domestic violence in any given year (Analysis of ten separate domestic violence prevalence studies by the Council of Europe 2002)
    •    Domestic violence has a higher rate of repeat victimisation than any other crime. (Home Office, July 2002)
    •    77% of victims of domestic violence are women. [HM Government (2008) Saving Lives. Reducing Harm. Protecting the Public. An Action Plan for Tackling Violence 2008-2011]Male victims are often victims of males – brother on brother, gay lovers father and son but it exists from women to men.
    •     (Dobash and Dobash). Critically, men’s opportunities for escape and independence are much different. Men are not clamouring for refuge space.
    •    Victims often depend on intervention as they are trapped by what Stark calls coercive control; sexual violence and control, degradation, intimidation, stalking, surveillance, micro control of everyday life, shaming, isolation (separation from family, friends and work).
    •    Every minute of every day there is a call to a police station somewhere in England and Wales from someone complaining of domestic violence and yet the British Crime Survey – which uses interviews to ask people whether and what kind of crime they have suffered – suggests that only 20% of victims ever complain to the authorities. When they do, it is usually after a large number of assaults perhaps as many as 35. But as a Government we invested heavily and believe that we have made it easier to complain and that victims may now only tolerate about 20 incidents, but that is still a lot of suffering and danger since levels of violence escalate People get  demoralized, when violence is at home, the very place where we all want to be safe. They are unable to speak out, let alone get out.
    •    The 2 women.
    •    Emma Humphreys
    Her Father left when she was small, leaving a mother who did not cope. Emma missed school, drank  got into drugs, and prostitution by  13 and  lived with a series of pimps. At 16 She met Trevor who took her in so that she would earn cash for him on the streets. He forced sex on her himself and beat her up if she talked too much about her clients – he was fiercely possessive
    took the money, slapped her when she drank. She went miserably to a pub, one night and he came in with some mates to whom he said that they were were ok for a gang bang later. She went home, lay down on the landing and cut her wrists. When he arrived he mocked her for making a poor job of it. He took his trousers off and was clearly about to have sex with her, even as she bled but she stabbed him once in the stomach with the knife she had used on her wrists. He died. She was 16. She was convicted of murder and imprisoned for life. Her defence was provocation. In short, the Judge asked the jury whether she did lose her self control because of the threat that he would have sex with her, as he had so many times before and would a reasonable woman of her age have done so.
    Kiranjit Ahluwalia  was married to a veritable monster for ten years. He had frequently beaten her raped her; tried to strangle her, twice threatened to gauge her eyes out and she had attempted suicide twice. One night he pushed her head down on the ironing board and pressed the scalding hot iron to her cheek, causing excruciating pain. His sadistic lust slaked, he fell into an alcoholic sleep. She went to bed in agony. Got up to say why are you asleep when I cant? Why are you enjoying your life when I cant? She took a stiff drink brought some petrol from garage, poured it into a nappy bucket, went upstairs and threw it over him in his bed, throwing a candle after it and fleeing from the fireball that killed him. The judge asked whether this was a sudden and temporary loss of self control when she had gone to bed between the iron incident and the killing.
    Most people would think that these women should not have acted as they did but had strong provocation and are far from properly categorized as murderers in the same group of criminals as the Soham killer and Mrs West.
    Two stories of male killers
    One from Midlands who domineering to partner sometimes violent. At court had nothing to accuse her of save that she nagged him and that, on the occasion when he lost control, she had inflamed him by the way she moved the mustard pot. I do not know whether he succeded in the defence of provocation, it is remarkable the he ran it in those circumstances.
    The second story concerns a man from Leeds, who was acquitted claiming that he killed having lost his self control when his otherwise perfectly nice wife, of whom he was possessively jealous and massively  controlling, told him that she was leaving him for her personal trainer
    In domestic killings, of which these are examples,men kill because of anger and sexual jealousy. Women kill to escape from abuse.
    I repeat – the defence of provocation is where the defendant says that the killing was done during a sudden and temporary loss of self-control caused by things said or done by the victim, and in circumstances in which a reasonable person might have reacted as the defendant did.
    The point of the defence is that although the defendant has killed, his blameworthiness for overreacting is mitigated by provocation from the victim. Originally, it was necessary for the defence to be wrong. The philosophy behind provocation—that its presence reduces the blameworthiness of killing—does not make sense if a victim did only what he/she had a right to do, or was not wrong to do it.
    However, in this century the requirement that the provocation must be wrong in some way has disappeared. In a case called Doughty (1986) 83 CAR 319 a man was acquitted of murder when he claimed that he had been provoked to kill by a baby crying.
    In recent years, men have killed women and claimed they were provoked to lose their self-control by nagging and by such issues as the mustard pot and the personal trainer. There were some cases when the CPS did not even charge a man with murder if his defence was some kind of unwifely conduct of this kind either because they felt it was fair. Or that it would work and so prosecuting for murder would be a waste of time.  (The History of provocation is founded on cases of men killing their wives caught in or suspected of adultery. Quoted with approval in Blackstone’ s Commentaries is a judge saying that killing an adulterous wife “is the lowest degree of manslaughter …. because there could not be a greater provocation” Though that case was in 1671.
    There are two parts to the defence of provocation. Killing in a sudden and temporary loss of self control because of things said and done AND  that a reasonable person might have reacted to that conduct as the defendant did. Surely killing a partner for nagging, moving the mustard pot or wanting to go off with a personal trainer is not the act of a reasonable person. So how did it come about that the defence was run and at least one of these men acquitted of murder and convicted only of manslaughter?
    The culprit is the House of Lords. In a case of Morgan James Smith in (2001) 1AC 146 their Lordships said that, when considering that 2nd issue, whether a reasonable person might have reacted to the provocation as the defendant did, all the characteristics of the defendant must be taken into account.
    It is shown that he lost self control, the question is would a reasonable person also have lost self control and done what he did. If the defendant, in a different kind of case, is twelve years old, to be fair, one must consider whether a reasonable person of the same age might have reacted in the same way. Self-control grows with maturity and so the test should be would a reasonable twelve year old have reacted in that way. However, in the Smith case their Lordships said that ALL the defendant\’s characteristics have to be taken into account, when assessing the second test. Of course that would include such characteristics as being of a jealous, possessive or oppressive and  having a bad temper or a short fuse.
    Therefore, in answering the question would a reasonable person have reacted as the defendant did, it is a reasonable person who is jealous, possessive or oppressive, bad tempered and having a short fuse Would that reasonable person have behaved as the defendant did? That is to say –  would that reasonable person with all these characteristics have done as the man with all these characteristics did.
    Obviously, if one imputes the defendant\’s characteristics to the reasonable person, the reasonable person turns into the defendant and the question of whether a reasonable person—who has now become the defendant—might have reacted as the defendant did becomes an empty one and there is no second requirement of reasonableness at all.
    So at the time of Morgan James Smith (2001)
    (1)   there was no need for conduct to be wrong in order to count as provocation – as in moving the mustard pot
    (2)   Because the jury must take into account “things said and done” in posing the second test, trivial behaviour such as moving the mustard pot, has to be left for the jury to consider as potential provocation. The courts have said that what must be considered is “everything said and done”. The fact of leaving something trivial can add credibility to it as defence material
    (3)   There is no second requirement of whether the reaction to the provocation was reasonable at all.
    Add it all together and the only question for the jury to answer in a provocation defence is did he kill her having lost his self-control because of something she did. If so, he has a defence.
    This offers little protection from the murderously bad tempered and is not a rational test on which to expect a jury to make a decision.
    And what does it say to the children or parents of a victim if there is an acquittal of murder no this basis? The state is telling her grieving family that he is not particularly to blame. She  bears partial responsibility for her own death – because she moved the mustard pot.
    The Privy Council did not agree with Smith and in AG for Jersey v Holley (2005)2 AC 580 said that the court should take all his characteristics into account insofar as they increase the gravity of the provocation but should not impute to the reasonable person any characteristics of the defendant which would lower his self control  – because the second test disappears if you do.
    If the two highest courts in the land cannot agree what chance have the rest of us?
    The Court of Appeal generally followed the Privy Council, somewhat oddly in terms of the rules of precedent, but trial judges by and large thought that they had to follow the House of Lords because, if they followed the rule in Holley there was less chance of acquittal and they might be appealed.
    We are looking at gender, in this talk. So let us turn to the 20 to 30 women who kill their partners every year as opposed to the approximately 150 men who do.
    Typically, these killings are by battered woman, like Kiranjit and Emma. They do not kill from anger and do not fit the sudden and temporary loss of self-control model which is the defence of provocation. Almost all such killings take place when she is under attack. They are almost always against a background of oppressive conduct and violence.
    She flees into the kitchen. He comes after her. She grabs a knife from a work-surfaceand stabs him once as he approaches. She is terrified, worn down, sick of being hurt, desperate but there is no partial defence of killing out of fear or despair that accommodates battered women in the way that provocation and killing out of anger accommodates men.
    One might think that having to run into the kitchen and seize a knife under attack would be self-defence. That is a complete defence. If a person kills when acting only in reasonable self defence she is not guilty at all. But it must be reasonable self-defence. It must be proportionate. If a woman is attacked only with fists or even a boot, though the man is stronger, violent and scary, if she takes a weapon and kills him, the jury will not acquit her on the basis of self-defence. It looks excessive. It is disproportionate. Whilst using proportionate self defence will give a complete defence, killing in excessive or disproportionate self-defence gives no defence, partial or whole. Killing in excessive self defence leads to a conviction for murder.
    If I overreact to provocation, as a man may do, it is manslaughter. If I overreact to being attacked, as a woman may do, it is murder.
    There is an important difference between the sentences given for murder and for manslaughter. Murder receives a mandatory life sentence, with a starting point of at least 15 years, as established in the Criminal Justice Act 2003. Although manslaughter can attract a discretionary life sentence, sentences in practice are generally of determinate length and, for domestic homicides, will usually be four to eight years.
    Under current licence arrangements, the defendant will serve two thirds of such a sentence, so the difference in time actually served can be very large indeed. That puts great weight on the partial defences, because the consequences can be so significant.
    I said I would describe how battered women in this situation are defended. It is on two bases. First, the defence tries arguing that the act was proportionate self-defence. If that fails, she falls back on the claim that the attack provoked her into a sudden and temporary loss of self-control that would have caused a reasonable person to do as she did. But proportionality in self-defence requires measurement and deliberation. The defence of provocation requires a sudden and temporary loss of self-control and a lashing out –acting disproportionately. So the two defences are inconsistent.
    Juries can see that this is not proportionate self defence and neither has the woman killed during an angry sudden and temporary loss of self control – but in fear and despair at another beating. Both defences sometimes fail.
    And thus did violent, jealous, possessive men who lose their self-control and kill their partners get away with murder and battered women who may have suffered years of being victimised get convicted of it.
    In the nineties, when this issue came to a head nothing much was happening in Parliament about domestic violence.  But there were campaigners outside Parliament. They were grounded in the groups like Womens Aid which did and do provide refuge accommodation for women who have to leave home through DV and started to appreciate the injustice of this issue. An excellent campaigning group called Justice for Women emerged to take up these specific cases and with the help of women lawyers on the team, each of the cases of Kiranjit Ahluwalia and Emma Humphreys were taken to the Court of Appeal.
    The Court of Appeal is an Honorary Woman in this cause. The Court did a good deal to help women who they thought were being unfairly convicted,  even though they were tied to the confines of the common law and the Homicide Act 1957 (which amplified the defence of  provocation into the structure I have described).
    A most interesting issue is that the law did not allow for the way women respond. It was grounded in the history of men’s responses. Ninety per cent of violent crime is committed by men and it is therefore not surprising that the jurisprudence is based on the way they behave but it can and was producing injustice – you may think so and the Court of Appeal Criminal Division certainly did.
    In Humphreys, the Court considered the issue of cumulative provocation.
    Historically, a sudden and temporary loss of self control has implied an immediate, hot blooded response to things said or done. Commonsense suggests that what made Emma Humphreys crack (if crack she did) was the cumulative effect of Trevor’s long-term uncaring treatment of her, the humiliating threat of a gang-bang, his intention to use her for sex even though she was injured and his mockery of her desperate attempt to slash her wrists. Those were the “last straws’ but human nature will have built up resentment and anger from what went before. Fairness requires that the “last straw” should be judged, as to whether it would have made a reasonable person lose their self control, in the context of all that had gone before, since it was all part of the “things said and done” that may have provoked the sudden and temporary loss of self control that followed the “last straw” Since the trial judge had confined the jury’s consideration of “things said and done” to the threat of him having sex with her, the Court of Appeal said that his direction was wrong and it allowed her appeal.
    Additionally, there was a psychiatric report, from the trial, which said that Emma Humphreys was abnormally immature and attention seeking with a tendency to cut her wrists. These were characteristics which were likely to reduce her level of self-control. In those just pre- Morgan James Smith days, Court of Appeal decisions varied as to which characteristics should or should not be taken into account when considering whether a reasonable woman would have lost her self-control. At the time of the trial, such characteristics were not considered relevant. The Court of Appeal said that, in this case, those characteristics should have been attributed to the reasonable woman, and hence the Judge had further erred in not doing so.
    “Cumulative provocation” is not specific to battered women defendants. It became part of the general law in this area, the same for everyone. However it was the circumstances of such women, trapped in long-term oppression, and  likely to produce cumulative provocation which drew the thinking along.
    In the appeal of Kiranjit Ahluwalia the Court considered the issue of a “slow burn” reaction to provocation.
    It was clear that the requirement for a “sudden and temporary loss of self control” presented the problem that Ahluwalia had not killed her husband immediately after the iron incident but only after he had gone to sleep. He would have fought off an attack and probably hurt her more if he had been awake. The Court said that the defence did not require that the sudden and temporary loss of self control must immediately follow the provocation. Rather, the requirement was that the killing followed immediately on the sudden and temporary loss of self control. Thus if she reacted by losing her self control some time after having the injury from the iron, so long as she was still suffering from that loss of control when she killed him, the defence could be made out. There was likely to be a tight limit on the time between the provocation and the loss of control which led to the killing though. The Court said
    “The longer the evidence of delay and the stronger the evidence of deliberation on the part of the defendant the more likely it will be that the prosecution will negative provocation”
    But the defence of provocation should have been left for the jury to consider, by the trial judge and she was freed. (There were psychiatric issues in this case too)
    As with cumulative provocation, this extension of the defence was not specific to battered women but the Court, at least partially, seemed to accept the possibility that women, who had been subject to long term cruelty, might react by a “slow burn” leading to a loss of self control. This is an approach that has not been deeply developed. Clearly the Court was sympathetic to the plight of a woman whose immediate loss of self control would have simply brought more domestic violence down upon her. The converse is frequently pointed to in domestic violence situations. That is that men who kill in domestic violence may be readier to lose their self control when their victim is –say – their smaller female partner, than if they have been provoked by the presence of – say – a large, strong police officer. The Court may perhaps have ruminated in this territory.
    Although there was progress in the Court of Appeal there was little recognition or understanding of this issue, by trial judiciary. I think I defended about half of the women who were charged in this way, for a few years, and did their appeals where necessary.
    Trial Judges would greet me by saying “This is not a battered woman case.”
    Because she could have left,
    Because she hit him back once in a hundred times thereby moving it into the stormy marriage/ six of one and half a dozen of the other category
    Not a battered woman case if she had not immediately told police of all the abuse. Actually it is very hard for victims to talk immediately to a strange police officer about violence and, in particular, about sexual abuse which is almost always present.
    So we were getting better law on appeal because the Court of Appeal was redefining the defence, stretching the law and trial judges were unwilling to stretch any further by applying those precedents in slightly different cases.
    However, that meant that Diana Butler from Yorkshire, Josephine Smith from East Anglia and Donna Tinker from Gateshead and ten or so more women a year were convicted of murder. Even if they subsequently had their convictions reduced to manslaughter it was often some time later after serving part of a life sentence and being branded a murderer to themselves, the authorities and to their children.
    And there were innumerable highly regarded academics who, by now wrote that the law tended to favour the reactions of men and exclude the experiences of women in particular those who were abused. (Bandali 1995, Jeremy Horder 1993, Aileen McColgan (2000) O Donovan (1991) Celia Wells (1994) Susan Edwards (1996)
    So this was not just a campaign; it was a jurisprudential wrong.
    In the 1997 election, for the first time more than one hundred women were elected to Parliament. They set about campaigning for measures to tackle domestic violence and established good lobbying routes and were effective in getting White Papers then Action Plans and funding. This specific issue of provocation and its differential impact, in particular on women suffering from domestic violence was raised by me in the House of Commons in a number of short adjournment debates, which any backbench MP can request. David Blunkett as Home Secretary responded to the whole field of domestic violence with a report in 2003 called “Safety and Justice”. He proposed to legislate and the Government began to prepare the  Domestic Violence, Crime and Victims Bill. “Safety and Justice” included consideration of provocation in domestic homicide and its over- generosity to male anger and its lack of protection for women killing in fear.
    Blunkett asked the Law Commission to do a speedy report into the partial defences to murder, with particular regard to domestic violence cases and to report in time for any new law required to go into the Bill. By then the  Domestic Violence, Crime and Victims Bill included provisions making common assault an arrestable offence; making breach of non-molestation order/civil injunction a criminal offence,  so that police would arrest; It allowed criminal courts hearing domestic violence trials to put restraining orders onto perpetrators and changed the law on domestic killing of children.
    The Law Commission’s Interim Report “Partial Defence to Murder” 2003 was, thanks to outstanding leadership of its Chair, now Lord Justice Roger Toulson, an excellent report. It was boosted by the secondment of Professor Jeremy Horder, an Oxford academic and author of the seminal work on provocation.
    The Report was ready for Xmas 2003. I know because I took it on holiday to the Carribean. There is a photograph of me reading it on a beach. I took it back the chiller climate of Westminster. The Domestic Violence Crime and Victims Bill was published but it contained no change to the law on provocation.
    I pressed for it. I drafted an amendment myself and invited the government to accept it. I had another adjournment debate to highlight the point and the Minister answering said: –
    “The Government agrees that the current position on provocation is unsustainable”
    Hurrah!!! Victory at last! But not so
    Unsustainable or not they did not accept my amendment. Provocation continued to be exactly the same for a further 6 years and three months. It was finally abolished, in the Coroners and Justice Act, passed in 2009 but implemented, exactly three weeks ago yesterday, Monday October 4th 2010.
    Granted that the Law Commission worked hard to get its provocation proposals ready for the DV Bill 2004 – that is a shame
    Granted that the injustices went on – that is a shame and
    Since there is always a period of learning and teaching  before new law is understood and made to work properly – the delay is a shame.
    I know that the Judicial Studies Board is holding an event this very day to teach the new law to trial judges. At present there isn’t a single direction on their website suggesting that they have noticed the abolition of provocation. However they have.
    The Law Commission’s Final Report in 2006 did not change its proposals on Partial Defences very much but unlike the Interim Report, it was not confined to the partial defences. It reported on Murder and Manslaughter as a whole, was again a first class report and proposed a tiered system of homicide with:-
    Murder 1 – for cases where there is a killing with the intention to kill and which attracts the life sentence.
    Murder 2 and Manslaughter on a basis that would need another lecture but do not rush to book –
    Because those measures have not been brought in either.
    The Government of which I was by then a member, could not get enough support to bring in those changes.
    But we do now turn to the changes that the Law Commission’s Interim Report did  bring about and to the abolition of the defence of provocation and ask whether:-
    It solved the specific problem that provocation did not accommodate female reactions or the circumstances in which some women find themselves through others’ violence?
    And whether it has improved the law of murder and manslaughter overall.
    For though lecture is a tale of a gender crusade, the specific injustice must be resolved in a way that adds to the sum of justice overall.
    So has this most serious crime of murder, only defined as Ormerod has it “ from a book in the seventeenth century’ with its provocation defence been dragged from the primeval mud and been improved by these changes?
    Provocation  – as we have now come to know it – has been murdered
    It was abolished and replaced by a new partial defence, set out in sections 54 and 55 of the Coroners and Justice Act 2009. The defence is called  – loss of control
    The defence has two parts and I am summarising it here and you need to read it in full.
    I have worked on this part of my talk with the good analysis by Anna Carline from Liverpool John Moores University at (2009) 2Web JCLI and the Hansard Report of the House of Commons Committee Stage scrutiny of this part of the Bill.
    The first part of this new partial defence to murder – Loss of self control
    Section 54 says that where somebody kills they are not to be convicted of murder (but only of manslaughter) if the killing resulted from D‘s (the Defendant’s) loss of self-control, which had a “qualifying trigger” and a person of D’s sex and age, with a normal degree of tolerance and self-restraint and in the circumstances of D, might have reacted in the same or similar way.
    “the circumstances” means everything except what is only relevant is to D’s capacity for self-restraint
    The defence can only be used if the judge thinks sufficient evidence of it has been raised so that a jury properly directed could convict
    A “ qualifying trigger” (for the loss of self control) may be either where:
    S55(3) the loss of self control was attributable to D’s fear of serious violence from V ( the victim) against D or another identifiable person
    Or
    S55(4) the loss of self control was attributable to a thing or things done or said or both which
    1.    Constituted circumstances of an extremely grave character and
    2.    Caused D to have a justifiable sense of being seriously wronged
    Or both (3) and (4)
    The Law Commission wanted still to call this provocation but the government wanted to be rid of that title and all the old case law and the problems that went with it too
    The new defence is far narrower.
    1.    In provocation – any things done or said – right, wrong, lawful or innocent could be provocation, as I said when I set out how men have sometimes raised the defence in reliance on trivia
    NOW – the thing said or done has to be of an extremely grave character in order to be a “qualifying trigger” on which to ground the defence of loss of control
    1.    Because the law required the jury, in a provocation case, to look at everything said and done the defence would be left for a jury to consider however weakly it was raised,
    EVEN if the defendant did not want to rely on it and
    EVEN if a jury finding that a reasonable person would have done as the defendant did, would have been perverse.
    NOW S 54(6) makes clear that the loss of control defence has to be so sufficiently raised      in evidence as to satisfy the trial judge that a jury properly directed could acquit.
    FURTHER:
    1.    the requirement that D should have a “justifiable sense of being seriously wronged” is  new. As I have just re-iterated provocation could consist of anything said or done that made him lose his self control, even if nobody could have thought that what was said or done wronged him – so long as it infuriated him.
    2.    This is closely connected with the need for the sense of being seriously wronged to be “justifiable” which introduces an objective element The question is not just did he feel seriously wronged but, if he did, is that feeling, in the jury’s view, justifiable.
    And S 54(1(c) yet further narrows the defence.  The second test in provocation, as reduced by the case of Morgan James Smith to would a reasonable man, with all the characteristics of the defendant do as the defendant did – is abolished. It is replaced by the far stricter qualification of whether a person of the same age and sex as him – with a normal degree of tolerance and self restraint – might have reacted in the same way.  That means, in effect, that everybody, of the same sex and age is deemed/required to have a “normal” degree of tolerance and self restraint and a loss of self control contributed to by bad temper, jealousy or anything which the jury think lowered his self-restraint below that standard will take him outside the defence.
    The bar is set very high for this defence.
    The most controversial aspect of the Act is the exclusion of one particular circumstance from ever being a “qualifying trigger”
    S 55(6)c says that in determining whether a loss of self control had a qualifying trigger “the fact that a thing done or said constituted sexual infidelity is to be disregarded.”
    So if she says she is going to live with her personal trainer and he loses his self control and kills her, EVEN if a jury thought this constituted circumstances of an extremely grave nature AND that he was justifiable in a sense of being seriously wronged by it, he would NOT have the defence of loss of self control and would be convicted of murder.
    Loss of control cannot be his defence because it does not have a “qualifying trigger” but has a trigger which is specifically disqualified.
    So if you see someone you love knocked over by a bus and kill the driver; see your child seriously assaulted and kill the perpetrator, you can at least run the defence of loss of control, but if you find your partner in bed with someone else and kill him/her the defence is out.
    This is intended to send a clear message that we are in a new era. Killing for sexual infidelity cannot be even partially tolerated in modern society. It is a normative message that violent male possessiveness is a bad quality and not an acceptable or understandable one.
    However, this provision is difficult for a number of reasons of which these are just random examples.
    Firstly, what is “sexual infidelity” To whom does someone owe a duty of fidelity?
    If parties are divorced but occasionally have sex is one of them having sex with another sexual infidelity to the first or not?
    Does it mean that if D finds someone having sex with her child and kills him, the defence can apply but if the someone is her partner it cannot? Since, albeit raping a child is more than sexual infidelity, it would certainly be sexual infidelity.
    The second most controversial part of the Act and where the Government legislated in a way different from that proposed by the Law Commission is in retaining loss of self control as part of this new partial defence, at all.
    The Law Commission wanted there to be no state of mind or intention specified before the defence could be raised. If extremely grave things said or done gave a justifiable sense of being seriously wronged, those circumstances were the defence.
    The government was concerned that if that were to be the position, revenge killings or cold blooded killings could be partially excused in circumstances where the facts were thus but the impact on him was not, in fact, the reason for the killing.
    The Law Commission wanted to protect the Ahluwalia- type person who killed after her husband had gone to sleep and may find it difficult to satisfy a jury that there was a late loss of self control. The government thought that since the loss of control, in the new defence, does not have to come from anger but can come from fear and desperation, such a person could come within the defence and Section 54 (2) provides that for purposes of the defence it does not matter whether or not the loss of self control was sudden or not sudden at all.
    Jeremy Horder told the House of Commons Bill Committee that loss of control was intended to be a broad concept. It did not require going berserk, only that the defendant’s normal judgement and composure were overpowered by grave things said and done.
    This is one key reason why the Government did not want to keep the name “provocation” but to abolish it. It was to rid the law of the stereotype of a “loss of self control” as an angry reaction, “going berserk” as Jeremy Horder put it. That is how the concept started but now, in times of subtler understanding and with a female perspective in mind too, it should be understood differently.
    This defence is expected only to apply in what the then government described as   “exceptional circumstances”
    The second part of the partial defence is new and is also controversial.
    As I set out above section 55 provides that a killing is not murder (only manslaughter) if it was done during a loss of self control attributable to (the qualifying trigger) of fear of serious violence from V(the Victim) against D or another identified person.
    The controversy comes from the perception that this may change the rule, that I set out when describing the way in which battered women who kill were defended under the old law, i.e.,that a killing in excessive self defence is murder, not manslaughter.
    A second concern is that a jury may muddle the measuring of proportionality in self defence which, the law says, in the heat of the moment cannot be balanced to a nicety, with the question of whether the person defending themselves lost control and went too far, that is acted disproportionately.
    The process should work as follows;
    Where there is a threat of serious violence from V to D or to another identified person, and D kills V :-
    Did he do it in self defence?
    If self-defence is raised it has to be disproved by the Crown. They may do so by showing that the threat was not imminent so as to justify self defence. If that is so and there was time to run away or go to the police it will not be self – defence.
    However, it may fall within the new defence. All that it requires is a loss of self control at the time of the killing, which must have come from the threat of violence but there is no express link in time. This would help the Ahluwalia case. She said that her husband had threatened her and would do her more violence when he woke up and so – the defence would now run – she lost self control when she contemplated the violence soon to come and, fearing it, killed him
    More frequently the Crown have to disprove self defence by showing that the force used was excessive and not proportionate.
    The principle in   R v Palmer 1971 AC 814 now expressed in the  Criminal Justice and Immigration Act 2008 recognises that a person cannot weigh to a nicety the exact measure of  necessary defensive action.
    “If a jury thought that in a moment of unexpected anguish a person attacked had only done what he honestly and instinctively thought was necessary it would be the most potent evidence that only reasonable defensive action had been taken.”
    There is therefore some leeway in the test of proportionality, based on an understanding of the pressure someone is under if they are attacked.
    The right approach is to look at the self defence and see whether it is proportionate, taking into account the Palmer test.  If the force is, on that definition, proportionate, then D is not Guilty. Self-defence is, of course, lawful and so there is no crime. It is a complete defence.
    If the forced used is disproportionate, even taking into account the leeway offered by Palmer, the next question is whether that excess may be because of a loss of self control by D, triggered by fear of serious violence. If so, he has the new partial defence and should only be convicted of manslaughter.
    If the jury thinks that the disproportionality of D’s response was not caused by a loss of self control due to fear of serious violence, they will convict him of murder.
    This defence should protect battered women who – in the classic mould – lash out once with a knife having fled into the kitchen in fear of more violence from the perpetrator, even though he is only using his fists.
    At present, I feel comfortable with this structure. A killing in which a person who is attacked goes too far in self defence because he loses his composure through fear ought to be manslaughter and not murder, since it is the attacker who causes the fear that brings the loss of control. The requirement of loss of self control remains an important limitation.
    However, it is too early to evaluate these changes but they hold promise.
    This is a story of how the judiciary can be made to see systemic injustice and will change the  law against it, if they can.
    It is an important story of legislative change brought about by campaigning inside and outside Parliament.
    It also shows the importance of a mixed democracy in which representatives of all kinds of people are in power. It took women to see that their reactions were not those which were regarded as forgivable by a jurisprudence used to dealing with men. And the issue was made sharper because in the cases we have examined, those unforgivable reactions were brought about by the violence of men. It took women to argue this case in Parliament, but once it was appreciated and made clear, men were just as keen to bring about change as women were.
    It is easy to make it look like a fight between men and women as to who should be exculpated for killing who. But it is just the story of a fight against injustice which in this case  happened to be gendered.

  • Speech to Freshfield’s Africa Gender Justice week

    As Solicitor General in the Labour Government, I was able to input into the criminal justice system through my joint role with the Attorney General in having overview and superintendence of the Crown Prosecution Service. The focus of what I will say is on sexual violence since you have had some presentations on domestic violence.
    We worked hard to increase reporting of sexual violence to the authorities and to improve conviction rates; to ensure that victims are supported, that the criminal justice responds well and through signalling from our criminal justice work as well as engaging other government departments on this topic, turned to tackling prevention. Work needs to continue
    In my view and that of Baroness Stern who did a recent report on the way the public authorities deal with rape, there is no urgent need for more legislation or policy enhancement because there is much of what we did which still needs to reach the frontline.
    The problem we face is huge
    Three million women across the UK experience rape, domestic violence, forced marriage, trafficking for sexual, servitude and prostitution, all of which involve rape or sexual assault.
    The total annual cost of violence against women is estimated to be £40billion per year. Costs to the CJS costs to the health service, lost days at work or working at poor capacity because of trauma, damage to business from that debilitated input.
    Violence against women is a consequence of gender inequality and also a cause of it continuing.
    Work to encourage women into highly paid jobs, to get better careers advice, develop part time work opportunities, pursue equal pay are all at naught for 3 million women who suffer domestic violence or rape by a possessive husband or on a date. Their futures are then  seriously  jeopardised by trauma.  Violence against women has a devastating effect on victims.
    There is another way in which sexual abuse damages women. I chaired The Fawcett Commission on Women and the Criminal Justice System and we found that about a third of women offenders have been raped, almost twice as high as in the general population. About half had suffered domestic abuse, twice as high as in the general population. Experiences of violence and abuse can be a key factor in women\’s pathways to crime; if the issue is not addressed early enough by health and support services, and by the justice system righting the wrong, we can do little to support such women to stop offending. We doubly wrong those women we haven’t, historically, supported to make early complaints and then go on to imprison when their trauma drives them into chaotic lifestyles and crime, usually repeat low-level financial offending.
    All of these consequences can follow and yet in a criminal case it is easy for a jury to think that because there is no visible injury it either may not have happened or it doesn’t much matter if it did. And there are cultural assumptions made about the way sexuality works which can be adverse to fair consideration of cases. There are a lot of damaged lives that make it imperative to protect future women and we must all work optimally against the appalling impact of rape.
    To try to help we have made many changes. I regard our changes to the law as having been to tilt the law more upright, when it has historically tilted towards the defendant and against the complainant.
    In 1998 we removed much of the right to cross examine about previous sexual history. The legislation has not worked perfectly, the main gap being that someone can use previous sexual history to show what caused his state of mind, i.e., did he reasonably think that she was consenting. (“Yes I did because this is the evidence she is a known tart” is the rationale.)
    It is only excluded from any attempt to demonstrate her state of mind. (“She was more likely to be consenting, because this is the evidence that she usually does”)We need to fill that lacuna soon.
    However, Judges do say that the intellectual steps that the legislation requires them to take before considering admitting previous sexual history has made them analyse the evidence more carefully and some say they have made decisions against admitting previous sexual history which they would otherwise have let in.
    We also changed law set out in the 1975 case of Morgan. For more than 30 years it was the law that even if everybody agreed that she had suffered forced sex without consent, it didn’t matter if he, however unreasonably, thought at the time that she was consenting. From 2003, a claim that he believed she consented has to be reasonable before it can be a defence. In hope that, in particular, that has given police more to put to a suspect in interrogation. Instead of a standoff where the officer asks why he thought she consenting and the suspect just repeats that he did, There is now a supplementary question which is – do you think that it was reasonable to think that she was and/or that any reasonable person will think that it was.
    So we have made changes to the law. At about the same time, the Joint Thematic Inspection of the Investigation and Prosecution of Rape, by the Police and CPS Inspectorates, in 2002 was comprehensively critical of the way in which the authorities dealt with rape. Specific finding included that about 78% of detectives investigating rape allegations did not send any DNA sample obtained from the complainant to the national database if the parties knew each other, presumably because they thought in such a case the accused would not be a criminal; many statement takers asked complainants   about their previous sexual history when there was no need to do and multitudes of cases were no-crimed where there was a criminal allegation that officers did not think would produce a conviction.
    We had to look at ATTITUDES now rather than the law. A report by Amnesty in 2005 showed that 70% of people asked thought woman who flirted, wore a short skirt, or drank alcohol was responsible if she was raped.  And these attitudes, the Inspectorates made clear, were reflected in professionals attitudes – as above – and in those of juries.
    It is possible to train professionals out of those attitudes. There has been an enormous amount of input. There are specialist officers and there is, additionally, training for all officers in the dynamics of rape; the CPS have brought in specialist rape prosecutors, and if a case is to be discontinued, a rape case cannot discontinue it without the confirmation of another specialist rape prosecutor. The vulnerability of complainants is such and their understanding:
    1. of these attitudes and
    2. that the conviction rate is 6%
    is such that it takes only one eyebrow raised in askance or one sceptical question for a complainant to lose confidence, feel that she is trying to climb a mountain of prejudice alone and that she should withdraw. It isn’t easy to ensure seamless support from professionals who are fully onside. However, you are excellent examples of how training and specialisation have made a difference
    But all that professional training is of no effect if we cannot get women to go to the police, in the first place. And so we had to look too at how to make clear to all that there is support from the start. So we built SARCS, Sexual assault Referral Centres, the Rolls Royce model of how to care for rape victims, non-judgmentally, as if a complainant is a patient. She will be examined by a sex offences specialist forensic medical examiner, where possible. If she wants to complain it will be a rape specialist police officer who comes. It is an unlike as possible to what used to prevail, namely that she would have to go to a police station, make her complaint through a glass from a, perhaps full, waiting room, get a local detective, with no rape-specific skills or experience and, often much being examined by an FME, who could have just certified someone dead at a road traffic incident or declared a withdrawing heroin addict as fit to be detained.
    In Government, we recently announced funding of £1.6million for new and existing SARCs. There are 29 now and we had intended, had we stayed in office to ensure that there was one in each of the 43 criminal justice areas by 2011.
    We also aimed to ensure that all victims should have access to an Independent Sexual Violence Advisor by March 2011. They are befrienders, who give support to the complainant from the start of the process to the end, not only with the case but with any contact she needs to have with the statutory authorities and others, for instance about leave from work or rehousing. And they are independent of CPS or police targets which is important to gain the trust of complainants.
    We sustained the funding for the invaluable work of the sexual violence voluntary sector.
    Sara Payne, until recently the Victims Champion, was asked as part of the consultation on a Violence Against Women strategy,to talk to rape complainants. Sara’s report is called Rape – The Victim Experience.
    She found that women  wanted:
    •    To be believed
    •    To be treated with dignity
    •    To be reassured that it was not their fault
    •    To feel safe and comforted
    •    Not to feel like a ‘victim’
    •    To have services that support them and their family
    •    To feel in control
    •    To be able to make informed choices

    So we have tackled attitudes in professionals and supported women to go forward despite fears about the impact of just those attitudes. So we turned, next, to the attitudes of the public at large.
    How to tackle those views that women who flirt are asking for it; women who drink are after it and only complain when they sober up later; that men can’t control their sexuality once they are roused and that rape is usually committed by a stranger in a dark alley using violence and threats?There would have to be a major public education campaign.
    We / I decided that the speedier approach was to try to bust those myths and others like them for jurors, that is for that section of the public whose attitudes really mattered at the critical time of the criminal trial.
    For this we needed the help of the judges, – judicial directions form the framework in which jurors come to their verdict. However, where were the judges on this? Did they understand that there were myths. Did they share the attitudes disclosed by the Amnesty survey?
    There is every reason to tell the judges about how to understand what might be counter-intuitive behaviour but the endgame must be to ensure that this wisdom is passed onto juries. Jurors are members of the public, likely to share the attitudes found in the Amnesty report.
    We are all aware – as an example – there is a myth that if someone is raped they will complain to the first person they come to or run straight to the police. If a complainant does not do that, the defence will usually suggest that she was happy to have sex at the time but something made her change her mind later.
    In other words, the defence say that a late complaint is a false complaint. Of course we know that it is common for women who have been raped not to report the matter at once because they are traumatised, full of guilt and shame, questioning their own judgement about being with the man in the first place. Jurors do not know this.
    In a case called Doody, just such a defence was put forward and the judge, who had been on the Serious Sexual Offences course gave a direction to the jury that it was the general experience of the courts that women did not complain at once, for the reasons I have summarised. The defendant was convicted and appealed on the basis, essentially, that the trial judge had been giving evidence about why women may not complain at once.
    However, the Court of Appeal was clear that trial judges should direct a jury in an appropriate case that although a late complaint may be an untrue later invention,it is the courts’ experience that complainants do not complain immediately. Such directions come from the courts’ long experience of factors that may not be apparent to a jury fresh to the issues and on which they need guidance in order to avoid misapprehensions that could lead to miscarriages of justice.
    These directions need to be well-known to the professionals who are preparing cases. If police or CPS think that a claim that a late complaint is untrue will be accepted by a jury, they may not hold out much hope of conviction, but if there is an antidote to that myth, that can not only put forward by the Crown but also supported by the Judge at trial, the same police and CPS may feel that such a case is worth fighting.
    However, it would take many years before cases got to the Court of Appeal which dealt with all the myths that are capable of influencing rape trials. So we had to be more systematic. I brought together a panel of experts to work out all the myths that they believe have effect in rape trials. They were a psychiatrist and a doctor from a  SARC, and two distinguished academics who carry out mock jury research into rape, This group listed the myths their experience told them were influencing trials. I then asked senior barristers to draft possible directions which judges could use to bust these myths.
    It was always entirely a question for the judges, who are rightly jealous of their independence and control their own training, to decide whether they accepted the argument about these directions and adopted any or all of them.
    However I am pleased to say that they have taken on most of them and I am indebted to the Lord Chief Justice and his Deputy who were ready to consider this initiative. However I do need to repeat that it is only a partial success unless police officers and prosecutors learn about this directions so that they know that they can rely on them and do not exclude from prosecution cases in which there are facts which give rise to rape myths which will now be dispelled by the trial judge.
    So that is how we changed the law, tackled negative attitudes in the criminal justice agencies, gave complainants support and worked towards educating juries about they dynamics of rape so that they can understand it and be as fair as they wish to be.
    There is nothing to be complacent about. The conviction rate is moving upwards from the old figure of 6% and is now probably 8%, an apparently small increase but one that is a great relief compared to the decrease that has characterised the last decade or more. Twice as many people are reporting rape in the last four years, which does not mean there is an epidemic rather it suggests that we have made it easier for women to do so. Twice as many men are being convicted of rape and the conviction rate of cases that go to court is 58%, less than for most other assaults but not catastrophically so.
    So as I said at the outset there is probably no urgent need for significant change. What is needed is to ensure that all the changes we have brought about are pushed down to the frontline consistently so that rape complainants get a good wraparound service from complaint to conviction.

  • Universal Jurisdiction –  The Individual Freedom to Commence a Private Prosecution should be retained

    David Cameron’s condemnation of the Israeli naval attack on the flotilla and his assertion that Gaza is “a prison camp” ought to make him think again about William Hague’s  decision to abolish the right of a private citizen, in the UK, to start a prosecution for war crime.

    This right came to the fore last December with an imminent visit to London by Israeli Opposition leader Tzipi Livni. She was a key Government Minister at the time of “Operation Cast Lead” the bombardment of Gaza in 2008 which the Goldstone Inquiry had just condemned as unlawful. British solicitors working for people hurt in the bombardment applied for an arrest warrant to prosecute Ms Livny for war crimes. They must have had  convincing information because the most senior magistrate in London granted a warrant. But there was a diplomatic protest and an apparent change of plan and since Ms Livny did not arrive here, the warrant was withdrawn.

    I answered a Commons debate about this at the time, in my then role as Solicitor General. The Government was divided.  The FCO wanted to scrap the power immediately; Gordon Brown apologised to Livny and the Attorney, Patricia Scotland told Israelis, in a lecture that they ought not to be arrested here. However, other ministers disagreed, including me. Withdrawing this right when Cast Lead had just been declared unlawful would suggest that we would help Israel whatever it did. Furthermore, this is a British right, nothing to do with Israel and it should not be dismantled after decades of, sometimes, effective use, to keep us in favour with a country we seem unable to influence anyway.

    Much of our criminal law is territorial, applying to acts done in England and Wales or done by British people but in relation to crimes such as grave breaches of the Geneva Conventions Act 1957, torture and taking hostages we have agreed to prosecute them here wherever or by whoever they are committed. This is universal jurisdiction intended by all the countries who accede to it ensure that there is no international hiding place for perpetrators of grave crime. We have a duty to seek out the culprits and either to extradite them  or to prosecute them here. One example is that an Afghan warlord, Zardad, was successfully prosecuted in the UK in 2005 for torture offences abroad.

    In the UK it is not only the police who can initiate proceedings. Any individual can apply to a magistrate for a summons or warrant to bring someone to court. The test for the magistrate is whether there is some “prima facie” evidence of an offence by the person named. Many serious offences can’t go beyond this stage without the Attorney- General’s consent. But there is a particular quirk in the law that while a summons cannot be issued, in an Attorney General’s consent case until that consent is given, an arrest warrant can be granted without it. A summons to attend court weeks ahead is of no use for a suspect flying into the UK  on a short term visit and so there are two reasons why lawyers for war crime claimants apply for arrest warrants.
    This is undoubtedly a dramatic means of bringing a campaign to public attention but it is also the only practical course. The Magistrate has to act as the gatekeeper refusing access to the criminal justice system for political gestures whilst issuing process, in accordance with the law, if there is a real and ready prima facie case.

    The relatively low test he has to apply gives way to successively higher ones, first to get the Attorney General’s consent and later for the Crown Prosecution Service, who have power to take over private prosecutions, in determining whether the case complies with its standard  that there is a 51% chance of conviction. CPS must also be satisfied that the prosecution is in the public interest. So an individual who gets an arrest warrant still has a mountain to climb.

    Ideally, anyone with evidence of war crimes should go to the police but international inquiries are expensive and may not be a priority. And there have been some clear examples of reluctance to pursue international allegation, as when some years ago Israeli General Doron Almog arrived in London and flew straight out again, having apparently been tipped off that police would have to serve him with a privately obtained arrest warrant, if he got off his plane.  Since the UK  plays a role in negotiating away international conflicts, we have to talk to people on both sides, so it can be argued, as it was in the Livny case, that prosecuting any involved political figure is not in the public interest. Indeed it has recently been suggested that CPS definition of what is in the public interest might include not prosecuting people linked to government with which we have friendly diplomatic relations. So much for universal jurisdiction.
    Meanwhile, in the six months since Tzipi Livny faced a UK arrest, Israel has attacked the  flotilla and continued the blockade of Gaza,  both, like “ Operation Cast Lead” almost certainly contrary to international law. Apart from the unlawful violence against the flotillas, it is the clear view of Navi Pillay, the UN Commissioner for Human Rights that Israel is using starvation as a weapon of war and inflicting collective punishment on the people of Gaza, both as unlawful as they are reprehensible and cruel.

    So, dramatic campaign tactic or not this right is valuable and should continue. Albeit the authorities can defeat it if they wish, it can instead motivate them through contact with the presence of victims and can galvanise an inquiry. Compare the impact of going into a local police station and asking the desk sergeant to investigate a foreign statesman with submitting evidence which convinces a highly qualified District Judge/Magistrate that there is a evidence at first sight on which he is obliged to issue proceedings. This is not an abuse of the criminal process for politics sake it is the exercise of a citizen right which cannot succeed unless it has that first level of merit. The public interest is all too easily defined through the prism of political expediency; the input of ordinary people is needed to make the point that it has other dimensions.

  • Letter to the Editor of The Times

    Yesterday’s decision by Theresa May to cut the Police Inspectorate’s inquiry into the Worboys and Reid rape cases means that lessons from these two shamefully badly investigated cases will never be learnt. Sexual assaults committed by the London taxi driver Worboys were reported to police by a number of victims but he was left to rape again and again, in all seriously assaulting about 120 women. Kirk Reid was reported a dozen times and finally convicted of 26 serious sexual assaults, most of which ought to have been prevented. Scrapping this inquiry is the equivalent of refusing to investigate the causes of a train crash that injured 150 women.

    Importantly, these offences were “stranger rapes”. Officers are supposed to be good at those.  Police defend poor conviction levels by blaming cases between former lovers, or “date rapes” by acquaintances. There, the issue is consent. It is one person’s word against another and a jury less is less likely to be sure of guilt. Campaigners and complainants would say that the police undervalue this kind of complaint. They think they are unlikely to be winners.  A typical comment recorded by The Stern Review (into how the public authorities deal with rape) is   “If a case isn’t likely to result in a charge and conviction I won’t record it as a crime” New research from London Metropolitan University shows that even cases which are recorded as crimes, drop out in high numbers,  prior to trial and that “insufficient evidence” and “victim withdrawal” are the attributed reasons.  Campaigners would call those causes “complaint treated with scepticism” and “women told they haven’t a chance” Nonetheless this type of “Acquaintance rape” is more difficult for police to prove.

    However, both in the case of Kirk and that of Worboys, women were complaining of rape by a stranger, of serious assault by someone randomly attacking many diverse women in the capital at night. Neither assailant was known to any of their victims and there was scant chance of a defence of consent. Yet these women were treated with the same scepticism as in the other kinds of case and none of their complaints was recorded as a crime. These cases make clear that there seems to be no situation in which the police will usually believe a woman who says that she has been raped.
    After ten years of training, protocols, policies and high levels of specialisation brought to rape investigations by Labour Government, negative police attitudes are still prevalent. They are the key reason why the conviction rate remains low. It is an awful irony that Reid and Worboys looked like the cases that conclusively made that point. The Met could not begin to make the usual excuses and the truth was therefore clear at last. The Police Inspectors, on the back of an Inquiry, could drill down into attitudes and bring real change. The £441000 saved by preventing this work is small compared to the price that rape complainants will continue to pay, if police do not learn to treat them with respect.

  • Who will police the Police?

    This week, on the very day that the Equalities and Human Rights Commission reported that black people are 15% of police stop and search victims whilst numbering only 3% of the population, the Commissioner of the Metropolitan Police asked the Home Secretary to protect his force against lawsuits. Typically, lawsuits against the police are for excessive use of their powers. The ECHR’s figures – and recent experience – suggest that such excesses continue. Clearly redress should be available and Stephenson’s pleas should fall on deaf ears.
    If there is one group of people who ought to be accessible to being called to account, it is the police. They have extraordinary powers. They can stop you on the street and search your clothes in public. They can break into your house, use force to throw you into custody, rifle through your most private possessions; detain you without a charge for many days and penetrate your body orifices in pursuit of evidence of some suspected crime.
     This week, newspapers reported Tony Blair’s former Chief of Staff, Jonathan Powell, in his new book, relating that the Metropolitan Police had virtually paralysed No 10 during the cash for peerages investigation. Certainly they seemed to play fast and loose with their powers of arrest. Officers appeared at her home to seize the mild, Christian and totally civilised Ruth Turner at 6am in the morning. This is a tactic justifiable for the arrest of a criminal likely to run away if he knows the police are coming, or to ensure that somebody who might resist arrest is taken by surprise. These are hardly criteria that fitted her situation. Rather their use seems a totally unnecessary invasion of her home and integrity, for which the Metropolitan Police Commissioner, today demanding protection from civil actions for wrongdoing, should be ashamed.
    Although police are valued and relied upon by the public as the “thin blue line” between them and criminal interference with their daily lives, many people have experienced  police using their powers  indiscriminately . Police sometimes also use their powers very specifically, too  –  to pursue the prejudices that a force still overwhelmingly male and white continues to  harbour.
    Both in my career at the Bar and as an MP I have seen plenty of good police and some bad police, the latter usually manifested in a determination to show they are the boss to different tranches of the population at different times.  For example, there were the two devout (black) Christian clergy from Suffolk whose taxi cut across a police car in Tottenham and was immediately stopped by the white police officers. When they failed to apologise and told the police they needed to go, they were arrested for “breach of the peace” and fitted up with allegations that they made vile gestures, smelt of drink and that they and the (black) taxi driver ( who was a stranger to them) all shouted. Reasonable cross examination, in court, demolished that pack of lies, founded, as it was, on the, then, antipathy of white police to any black Tottenham men who got in their way. Civil action for damages for such abysmal disregard of ordinary people’s rights ought to follow, not least of all to discourage repetition.
    Then, there was the northern woman who called police to her violent husband who ran away when he heard their siren. Police left, he came back in an even worse mood, she called police again and he ran away again. This time officers told her that they had had enough of her wild goose chases and she, full of the stress of her husband’s threats, shouted at them. They arrested her, the victim of domestic violence, when they should have followed him to the pub and arrested him. Why did they arrest her? Because they were put out and thought they could take it out, with impunity, on this powerless woman.  The civil court would  tell them otherwise.  
    Remember the G20 protests, the “kettling” of protesters who were fully entitled to be where they were and to go where they wished . Many were detained as if they were under arrest, for long hours, kept from their families, stopped from going anywhere, even to the toilet. These tactics were not the will of the government of which I was a member at the time.  They certainly shocked me.
    One man, as we know, died. We also know that police made up a story that they were subject to missile throwing while they tried to revive him. Thus did they try to cover their backs and only mobile phone film gave us the truth about what happened between him and them. The CPS cannot prosecute, but this family ought to have the right to sue, if they want to mark their loved one’s uncalled for death in that way.
    The allegations of Sir Paul Stephenson’s that actions against the police are all about lawyers mischievously money-grubbing, while most payouts are £5000 to £10000 and thus what he calls “technical breaches” are worrying. There are firms who specialise in actions against the police, as there are specialists in most areas of law. Lawyers make money from law.  Police lawyers make money from using law to defend police.  Payouts of £5 – £10000 can mean that somebody had been detained for two or three hours without lawful cause, or assaulted but with no serious damage. Few civilians would regard those as “technical breaches” and most would be glad that there is a cadre of solicitors prepared to take on this work. Civil actions against the police are all the more important while the Government fails to appoint new leadership to the Independent Police Complaints Commission notwithstanding  the departure of its Chair to greener pastures and the criticisms that have been levelled at it in DeMenezies and other cases.
    Power is a multi-faceted aphrodisiac. It generates not only love of power but a righteous belief that it should be unchallenged. Who are the powerless to show the powerful any truths at all? We remember the Miners’ Strike of 1983-4 and the way the police abused what Thatcher called “The Enemy Within”. I remember the Orgreave Riot trial where detectives scripted uniformed police to frame miners with riot, who had done little but attend a picket. A conviction for riot attracted a life sentence, in those days. 
    Does anything change? Clearly not corruption generated by power and Sir Paul Stephenson this week makes clear that the owners of such power would like to be free to risk being corrupted absolutely.

  • Unanswered Questions in the Rape Retraction Saga

    The criminal justice professionals who contributed to the saga of “Sarah”, as the Guardian named her in Saturday’s interview, the Powys women imprisoned for retracting her rape complaint against her husband, have serious questions to answer.

    It is a catastrophic case not only for the already victimised woman who has been criminalised, imprisoned and, for the time being, robbed of her children, and for the public, since a man the authorities were satisfied had raped her and believed had perverted the course of justice, is free. It will also terrify the many other rape complainants, who are abused by partners or ex-partners, and often, as in this case, during a long course of domestic violence. These women already have to struggle for support to get out of their situation and will now worry  that asking for help may be more dangerous than staying to suffer. Complaints may start to fall again, reversing years of work which have been done, ironically, by the very criminal justice agencies, whose bad apples caused this tragedy.

    Police and CPS could refer the case to their own complaints divisions in the public interest, and the Lord Chief Justice should consider more training both for the Judge who granted bail and for the one who sentenced her to prison. However, a joint inquiry into how this debacle occurred and how to ensure no future repetition would be the best way forward.
    The questions are simple.

    First, why did any judge grant bail to a man charged with six counts of raping his wife?  
    Police and CPS agreed that there was evidence to charge “Ray” her husband, who was remanded in custody but 3 weeks  later he was freed on bail by a judge, a decision that gave him the opportunity to pressure Sarah into withdrawing her case.

    One reason to refuse bail is the seriousness of the charge of rape. Another is that the defendant is likely to interfere with witnesses. There could hardly be a case in which that risk was likelier. Sarah says that Ray had violently and sexually abused her for nine years. She was so within his control that she was not allowed to keep her own purse or her driving licence or banker’s card. When she told him she was calling the police he told their child that Sarah was having him taken away. In 3 weeks on remand, he wrote 4 times to his children telling them that prison was horrible. He thus showed every sign of pressuring her to drop the case and, since he had controlled her for nine years, had every chance of succeeding. To bail him on condition that he should not contact her was asking for trouble. It reflects the low recognition amongst senior judiciary that domestic violence is a power and control process which does not end, but usually gets worse, when the victim takes action to escape.

    The second question is why did the police not investigate and charge Ray when he broke bail and perverted the course of justice, at least twice, by contacting Sarah and telling her to withdraw her complaint?
    The CID officer to whom Sarah first tried to withdraw said “From the moment he got bail, he got to you”. Ray had indeed “got to her” As soon as he was free, he had called her, texted her, asked her to take their children to see him; told her that prison was vile; cried at the thought of going back there and told her she would have to tell the police that she wanted to stop the case. Arresting Ray, at this stage and charging him at least with a breach of bail should have got him back into custody and freed Sarah from further pressure but nothing was done either to investigate him or to give her more protection against him.

    CPS decided to continue the case without Sarah and soon she telephoned police again to say not merely that she wanted to withdraw but that her allegations were untrue. No rape had ever happened. It seems that nobody believed her. Later when she told the senior policeman that her allegations were all true, he told her that he knew and that when she had denied them
     “I thought it was only a matter of time before you came to me and said yes they did happen”
    The Guardian relates that Ray sent his sister to tell her that it “would be helpful” if she said she had lied. She handed her the phone and drove Sarah to the police station. Police colluded in a withdrawal statement that they knew to be untrue and, having failed for a second time to tackle Ray’s pressure, arrested Sarah for succumbing to it. It is extraordinary that they behaved in that way when they strongly believed that Ray had raped her. Clearly, they could not charge her with lying in her withdrawal statement in saying that her rapes had not happened unless they could prove that the rapes were true.

    In every case the CPS has to determine whether the evidence gives a more than 50% chance of a successful prosecution and whether proceeding is in the public interest. Question three needs little explanation. It is: How could any CPS solicitor decide that it was in the public interest to prosecute Sarah?
    Equally, why did no prosecutor think it right to prosecute Ray and his sister for forcing the retraction?

    None of the accounts of this case make any reference to a jury trial   so I assume that Sarah pleaded guilty. If that is so, the final question, to her solicitors is why? In the Guardian article she describes how the rapes were “savage” and that she called the police to save her life believing that Ray was going to kill her. By the time of her final withdrawal her relationship, was “half back on” presumably with all of its former characteristics of oppression. What jury would convict a woman in such a position? Duress or necessity were potential defences. If the solicitor thought she would get a shorter sentence for a guilty plea he was seriously mistaken, but this woman’s pathetic story could not have made a sensible judge be harsher to her had she pleaded not guilty and told it all in the witness box, where she would probably have had it all confirmed, to the court, by the police.
    It is clear that police, prosecution and Judge did not take this woman’s long-term victimisation seriously enough. They weighed too lightly the oppressive power this spouse would have over her after years of abuse. Yet again, a complaint of rape and domestic violence brings re-victimisation for the woman. To someone who is raped by a person well-known to the victim this case makes clear that nobody in the criminal justice system will protect them from pressure to withdraw their complaint but everyone will blame them if they have to give way.  Many women, as a consequence, will never escape to seek help for fear of having the tables turned by an antagonistic justice system. This is a real disservice at a time when the legendarily low rape conviction rate has started to rise.

  • Save the citizens’ right!

    The Tory-led government, under pressure from Israel, intends to end the citizen right to initiate a prosecution for war crime. Clause 151 of the Police and Social Responsibility Bill will require the DPP’s consent before a warrant for arrest can be issued, however strong the evidence. This citizen right, as many senior judges have said, is a vital safeguard against inertia or partiality by the authorities. It is all the more important with international war crimes when Government may not want to prosecute the most serious criminal if it upsets a country, like Israel, with which they have diplomatic links.
    Though much of our criminal law covers only acts done in England and Wales or committed by British people, there is “universal jurisdiction” over war crimes such as grave breaches of the Geneva Conventions Act 1957 or torture. We have, in common with many other countries, the  duty of seeking out the culprits and prosecuting them here, if they can’t be extradited. In 2005, the UK successfully prosecuted an Afghan warlord, Zardad for torture offences committed in his own country. Universal jurisdiction exists to ensure that there is no hiding place anywhere in the signatory countries for perpetrators of grave crime.
    In England and Wales, anyone, not just police, can apply to a magistrate for a warrant to bring a suspect to court for any crime. However, he can only apply. The magistrate will decide whether to issue a warrant and will do so if, and only if, there is “prima facie” evidence of the offence being committed by the person named. Many serious offences can’t go beyond this stage without the Attorney-General’s consent but in recognition that arrest sometimes have to be made in a hurry, a warrant for arrest can be issued before the Attorney General is asked. A war crime suspect flying into the UK at short notice, has to be arrested while he is here.
    So an individual with a complaint of war crime can make an application but will only succeed in getting a warrant for arrest if he has sufficient evidence to convince a magistrate of the crime and there is too much need for haste to get the Attorney-General’s sanction first.
    The Tories argue that some applications are political stunts and the embarrassment is deterring important foreign government figures from attending diplomatic talks in the UK. But this is wrong. First of all, members of all foreign Governments have diplomatic immunity from any prosecution, as long as they are in office and so can’t be subject to this process. Secondly, any groundless application would be speedily rejected by a magistrate and would probably get less publicity than the average banner demonstration. It is the fact that twice in the last five years magistrates have been sufficiently satisfied by evidence to issue warrants for the arrest of high- ranking Israelis that has generated publicity and embarrassment. But how right it is that it should be so and how wrong it is that the government should give way to pressure to scrap this citizens’ rights precisely because it is capable of working well,
     There have been about a dozen applications in the past decade.  Peter Tatchell applied for a warrant against Henry Kissinger in 2002, but failed for want of evidence. Lawyers for Palestinians were granted a warrant for Major General Doron Almog in 2005. He was the former head of Israeli forces in the Gaza Strip. Apparently having been tipped off, he didn’t get off his plane at Heathrow and flew straight home. In 2009, the Chief Metropolitan Magistrate issued a warrant to victims of Operation Cast Lead for Tzipy Livny, a key Minister at the time of the Gaza bombardment but by then in Opposition. She did not come to the UK and the warrant was withdrawn. Applications against Mugabe and Mofaz, the then Israeli Defence Minister were refused in 2004 because they had diplomatic immunity.
    The successful applicants would all say that they had taken their allegations to the police for investigation but with no result. Each had material with which to approach a Magistrate and each needed to act quickly when the alleged culprit came to the UK. And so they would make the further key point for keeping the right that the police don’t take on these expensive overseas investigations and have to be galvanised by the initiative of the victims or the victims’ supporters. It is an important point that war crimes investigations are no longer allocated to a specialist police division but are in the hands of the Counter Terrorist Division of the Met Police where they are clearly not able to take priority over preventive counter terrorism.
    Clearly, if only the state can make a decision on whether a warrant can be issued, foreign policy interests are likely to be uppermost.
    The structure of the clause allows a private citizen to apply but prohibits the issue of a warrant without the DPP’s consent. The  Code for Crown Prosecutors requires the Crown Prosecution Service when considering any prosecution firstly to decide whether there is enough evidence for a  51% chance of success and secondly if it is in the public interest to prosecute. Joshua Rosenberg recently wondered, in a Guardian piece, if it might be against the public interest to prosecute someone, despite the evidence of war crime, if it would offend an ally. Lord Pannick may have been agreeing, in a recent Lords debate when he said that a private citizen’s application can “undermine the relationship between this country and an ally” The DPP who will have to decide whether to give consent, is totally independent but he will not be able to avoid  material of this kind being brought to him by the government and becoming a part of his consideration of the public interest.
    In truth, the abolition of the right to issue a summons amounts to a rejection of the principle of universal jurisdiction and of our international obligations. If the UK only prosecutes war criminals from countries which are our enemies and never from any with whom we have diplomatic links, where is the universality? Far from ensuring that there is no hiding place, the UK will become one for selected international villains.
    This right happens to have been used against Israelis sometimes in the past few years, but it is a British right for all the people in the United Kingdom against any criminal wrongdoer who the police won’t pursue. It is, as Lord Diplock said in a case in 1978:-
    “a constitutional safeguard against capricious, corrupt or biased failure by those in authority to prosecute offenders against the criminal law”
    The Labour government was put under similar pressure to remove it and for a while gave way, but Gerald Kauffman MP related in his speech on the Second Reading of this Bill that he persuaded the last Prime Minister to reverse his position. Its abolition would have no bearing on the Middle East peace process and Israeli pressure to the contrary must be taken with a large pinch of salt.
    The proposed legislation presents problems of its own. Clause 151 will leave the right of private prosecution intact in the relatively unlikely event that the war crime is alleged to have taken place in the UK whilst requiring the DPP’s consent, not for the application by the individual but for the issue of a warrant by the magistrate, for crimes committed overseas.  Thus somebody who suffered torture in Rwanda and now has asylum in the UK will not be able to obtain a warrant, on his own, even if his torturer lives next door. (A number of Rwandan war criminals are believed to live in North London.)
    Ken Clarke, in announcing these proposals, said that he had an “unwavering “commitment to universal jurisdiction but that prosecutions should be based on “solid evidence likely to lead to a successful prosecution” and not on “the basis of evidence that would be insufficient to sustain a prosecution”. The first point to make is that the evidence required for the issue of a warrant is the same whether it is for an international war crime or for any other crime. The second point is that the requirement is rightly lower than that for a prosecution. Many arrests are made on the basis of evidence sufficient to show a prima facie case but far from sufficient to get the defendant to court. People are arrested so that they can be put onto identification parades, or so that they can be interviewed, or so that DNA can be taken from them, precisely with a view to assembling evidence not available on arrest to satisfy the” full code” test for the CPS. It is probably the minority of cases which have a 51% likelihood of conviction at the time of arrest and none will have been assessed as to whether the prosecution is in the public interest.
    Contrary to Ken Clarke’s implication, clause 151 does not change the standard of evidence required for a magistrate to issue a war crime warrant. It will remain the same as that for the issue of any other warrant and much lower than the test for a prosecution. So, what can the DPP do? How does he decide whether to consent or not? And who is actually issuing the warrant? The magistrate’s test will be met in most cases where a warrant is sought while the full code test will not. Is it really acceptable that the DPP should be able to tell a magistrate that notwithstanding that the standard of evidence he is required to look for is met, he may not do his duty and issue a warrant? I do not think that any DPP will feel comfortable with that.
     That is if any DPP has the time to analyse the position and to take a stance. As section 25 of the Prosecution of Offenders Act makes clear there is sometimes a need for an urgent arrest in a case which normally needs the Attorney General’s consent for prosecution. That section empowers such an arrest without that consent where there isn’t time to get papers to the Attorney. The same must follow in a clause 151 case. It will not be practical in the typical circumstance of a suspected war criminal arriving unexpectedly into the UK to get sufficient information in place to permit the DPP to make his decision and in the absence of positive consent no warrant can be issued, even if the magistrate is convinced that the evidential standard is met. This probably means that no privately initiated arrest will ever take place in such a case.
    As Kate Allen of Amnesty puts it
    “Unless a way of guaranteeing a means of preventing suspects fleeing can be built into the proposals, then the UK will have undermined the fight for international justice and handed war criminals a free ticket to escape the law”
    So is there any reason, beyond a triumph of political expediency over principle to justify the erosion of this right?  There should be no concern that applications are frivolous. On the evidence they have not been and it is the issue of a warrant that matters. However, any fear of abuse of the process could be removed if the Bill required that an application could only be made by someone who has an interest in the case, an interest akin to that required before a party can apply for a judicial review. That would ensure the exclusion of empty political stunts without eroding the true rights of somebody who has been genuinely injured or wronged by the recipient of the warrant.
    As a last resort it would be possible to distinguish war crimes cases from all other private prosecutions by lifting the standard of evidence required before a warrant can be issued to something nearer to the full code test though still short of it. However the evidential standard is less the issue here than the public interest and any such increase in standard would be a sledgehammer to crack a nut granted that the requirement before a prosecution can follow the arrest are increasingly stringent anyway.
    What one hopes is that the public authorities, not well-resourced to prosecute war crimes, can be motivated through the determination of a victim who has evidence sufficient to convince a magistrate of a prima facie case. All the known applicants in the last decade have tried, in their turn, going to the police and asking for the investigation of a foreign statesman, submitting some evidence in support. All have failed to galvanise action and the right of a private prosecution has, in two cases at least, helped them to validate what they say through the sanction of a warrant from a magistrate. The District Judges/Magistrates who hear such cases are highly qualified and will not be misled. How much harder it will be for the police, CPS and Attorney General to decline to sanction a prosecution thereafter if such a person has been convinced to issue process.
    The public interest is all too easily defined through the prism of political expediency. We must preserve the right of ordinary people to make the point that it has other dimensions.